Step 1 of 9: Reporting Context
SEC Filings & Disclosure
Insider & beneficial ownership reportingClassify the filer, collect ownership and amendment facts, calculate the applicable deadline, validate the structured filing package, obtain separated approval, submit to EDGAR, and finish only from an accepted receipt.
Basis: Beneficial ownership and insider reporting
/sec/startSecurities Exchange Act of 1934; Regulations S-K, S-X, S-T; 17 CFR Parts 229, 232, 240, 249
9 steps, completed in order. Each step is validated against the schema before the next unlocks.
Step 1 of 9
ScreenSEC › SEC Workflows › Schedule 13G beneficial-ownership filingstep 1
Complete the Reporting Context fields. Each value is validated against the schema before the next step unlocks.
Domain entity ID (required)
entityIdSelect the issuer or create its stable domain identifier — lowercase with dashes, e.g. acme-corp-hq.
Step 2 of 9
ScreenSEC › SEC Workflows › Schedule 13G beneficial-ownership filingstep 2
Complete the Reporting Person Identification fields. Each value is validated against the schema before the next step unlocks.
Reporting person CIK (10-digit) (required)
reportingPersonCikEnter reporting person cik (10-digit).
Step 3 of 9
ScreenSEC › SEC Workflows › Schedule 13G beneficial-ownership filingstep 3
Complete the Issuer Identification & Equity Class fields. Each value is validated against the schema before the next step unlocks.
Issuer CIK (10-digit) (required)
issuerCikEnter issuer cik (10-digit).
Class of securities (required)
classOfSecuritiesEnter class of securities.
CUSIP (9 characters) (required)
cusipEnter cusip (9 characters).
Step 4 of 9
ScreenSEC › SEC Workflows › Schedule 13G beneficial-ownership filingstep 4
Complete the Beneficial Ownership Shares & Percent fields. Each value is validated against the schema before the next step unlocks.
Shares beneficially owned (required)
sharesOwnedEnter shares beneficially owned.
Percent of class outstanding (required)
percentOfClassEnter percent of class outstanding.
Step 5 of 9
ScreenSEC › SEC Workflows › Schedule 13G beneficial-ownership filingstep 5
Complete the Filer Classification & Eligibility fields. Each value is validated against the schema before the next step unlocks.
Schedule 13G filer category (required)
filerTypeEnter schedule 13g filer category.
Ownership is below 20% and not held to influence controloptional
qualifiesAsPassiveEnter ownership is below 20% and not held to influence control.
Step 6 of 9
ScreenSEC › SEC Workflows › Schedule 13G beneficial-ownership filingstep 6
Complete the Filing Type & Amendment Status fields. Each value is validated against the schema before the next step unlocks.
Amendment reports that ownership fell to 5% or below (required)
isExitFilingEnter amendment reports that ownership fell to 5% or below.
This is an amendment to a previously filed Schedule 13G (required)
isAmendmentEnter this is an amendment to a previously filed schedule 13g.
Accession number of the schedule being amendedoptional
amendmentOfEnter accession number of the schedule being amended.
Step 7 of 9
ScreenSEC › SEC Workflows › Schedule 13G beneficial-ownership filingstep 7
Complete the Trigger Date & Modernized Clock fields. Each value is validated against the schema before the next step unlocks.
Date the threshold or amendment trigger occurred (required)
triggerDateEnter date the threshold or amendment trigger occurred.
Step 8 of 9
ScreenSEC › SEC Workflows › Schedule 13G beneficial-ownership filingstep 8
Complete the Cash-Settled Derivatives & Structured Data fields. Each value is validated against the schema before the next step unlocks.
Filing package uses the required structured data format (required)
usesStructuredFormatEnter filing package uses the required structured data format.
Step 9 of 9
ScreenSEC › SEC Workflows › Schedule 13G beneficial-ownership filingstep 9
Complete the Filing Artifacts & Signatures fields. Each value is validated against the schema before the next step unlocks.
Schedule 13G filing-package artifact ID (required)
filingPackageArtifactIdEnter schedule 13g filing-package artifact id.
Applicable Schedule 13G certification artifact ID (required)
certificationArtifactIdEnter applicable schedule 13g certification artifact id.
Authorized signature artifact ID (required)
signatureArtifactIdEnter authorized signature artifact id.
Continue with the next guide in this framework's table of contents.
Mandatory initial statement of beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934.
Read guide Insider & beneficial ownership reportingMandatory statement of changes in beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934.
Read guide Insider & beneficial ownership reportingMandatory annual statement of beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934.
Read guide