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Step 1 of 4: Identity

SEC Filings & Disclosure

Insider & beneficial ownership reporting
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Form 144 proposed restricted-securities sale notice

Assess Rule 144 conditions, prepare, approve, submit, reconcile, and confirm a Form 144 notice.

Basis: Ownership and insider reporting

4 steps14 fields~15 minUpdated 2026-10-08Specification
Record status
  1. draftstart
  2. preparing
  3. review
  4. approval
  5. approved
  6. submitting
  7. acceptedend

At a glance

Before you start
  • Open it: SEC › SEC Workflows, choose Form 144 proposed restricted-securities sale notice /sec/start
  • Role: analystofficersupervisoradmin
Regulatory basis

Securities Exchange Act of 1934; Regulations S-K, S-X, S-T; 17 CFR Parts 229, 232, 240, 249

What happens next
  1. Prepare filing analystofficersupervisoradmin
  2. Submit for review analystofficersupervisoradmin
  3. Auto-rejected (blocking findings) analystofficersupervisoradmin
  4. Submit for approval analystofficersupervisoradmin
  5. Approve auditormanageradmin
  6. Reject auditormanageradmin
  7. File with SEC officeradmin
  8. Continue receipt reconciliation officeradmin
  9. Reopen admin

Step-by-step procedure

4 steps, completed in order. Each step is validated against the schema before the next unlocks.

Step 1 of 4

Identity

ScreenSEC › SEC Workflows › Form 144 proposed restricted-securities sale noticestep 1

Complete the Identity fields. Each value is validated against the schema before the next step unlocks.

required“optional” — may be left empty
  • Domain entity ID (required)

    entityId

    The organisation or system this record is about — lowercase with dashes, e.g. acme-corp-hq. Pick one you have used before, or type a new id to create it.

  • Registrant CIK (required)

    cik

    Enter registrant cik. An example value is "0001234567".

  • This is an amendmentoptional

    isAmendment

    Enter this is an amendment.

  • Amends accession numberoptional

    amendmentOf

    Enter amends accession number.

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