Regulation FD disclosure assessment

ScreenSEC › SEC Workflows › Regulation FD disclosure assessment·step 1

Complete the Identity fields. Each value is validated against the schema before the next step unlocks.

• Domain entity ID (required)

  entityId

  The organisation or system this record is about — lowercase with dashes, e.g. acme-corp-hq. Pick one you have used before, or type a new id to create it.

ScreenSEC › SEC Workflows › Regulation FD disclosure assessment·step 2

Complete the Event fields. Each value is validated against the schema before the next step unlocks.

• Topic of MNPI (required)

  informationTopic

  Enter topic of mnpi.

• Date/Time of Disclosure (required)

  disclosureDate

  Enter date/time of disclosure.

• Disclosure Intent (required)

  disclosureIntent

  Enter disclosure intent.

ScreenSEC › SEC Workflows › Regulation FD disclosure assessment·step 3

Complete the Recipient fields. Each value is validated against the schema before the next step unlocks.

• Recipient Category (required)

  recipientCategory

  Enter recipient category.

• Covered by Confidentiality Agreement / NDAoptional

  coveredByNda

  Enter covered by confidentiality agreement / nda.

ScreenSEC › SEC Workflows › Regulation FD disclosure assessment·step 4

Complete the Remedy fields. Each value is validated against the schema before the next step unlocks.

• Public Disclosure Methodoptional

  publicDisclosureMethod

  Enter public disclosure method.

• Public Disclosure Date/Timeoptional

  publicDisclosureDate

  Enter public disclosure date/time.