Step 1 of 6: Identity
SEC Filings & Disclosure
Periodic reports: 10-K, 10-Q & foreign filersChoose the Rule 13p-1 conflict-minerals, Rule 13q-1 resource-extraction, or combined Form SD branch; collect the applicable period, deadline, inquiry, payment, exhibit, website, signature, and approval evidence; build a branch-aware package; submit it to EDGAR; and reconcile the authoritative receipt.
Basis: Specialized disclosure
/sec/startSecurities Exchange Act of 1934; Regulations S-K, S-X, S-T; 17 CFR Parts 229, 232, 240, 249
6 steps, completed in order. Each step is validated against the schema before the next unlocks.
Step 1 of 6
ScreenSEC › SEC Workflows › Form SD specialized disclosurestep 1
Complete the Identity fields. Each value is validated against the schema before the next step unlocks.
Form SD registrant (required)
entityIdSelect the Exchange Act reporting issuer. Use its lowercase-with-dashes id, e.g. acme-corp-hq.
Registrant CIK (required)
issuerCikEnter registrant cik.
Step 2 of 6
ScreenSEC › SEC Workflows › Form SD specialized disclosurestep 2
Complete the Basis fields. Each value is validated against the schema before the next step unlocks.
Rule basis for this Form SD (required)
filingBasisEnter rule basis for this form sd.
This is a Form SD amendment (required)
amendmentEnter this is a form sd amendment.
Original Form SD accession numberoptional
originalAccessionNumberEnter original form sd accession number.
Amendment explanation artifact IDoptional
amendmentExplanationArtifactIdEnter amendment explanation artifact id.
Step 3 of 6
ScreenSEC › SEC Workflows › Form SD specialized disclosurestep 3
Complete the Period fields. Each value is validated against the schema before the next step unlocks.
Reporting period start (required)
reportingPeriodStartEnter reporting period start.
Reporting period end (required)
reportingPeriodEndEnter reporting period end.
Applicable May 31 or 270-day deadline calculation artifact ID (required)
deadlineCalculationArtifactIdEnter applicable may 31 or 270-day deadline calculation artifact id.
Calculated Form SD due at (required)
targetDueAtEnter calculated form sd due at.
Step 4 of 6
ScreenSEC › SEC Workflows › Form SD specialized disclosurestep 4
Complete the Conflict Minerals fields. Each value is validated against the schema before the next step unlocks.
Rule 13p-1 product and mineral applicability artifact IDoptional
conflictMineralsApplicabilityArtifactIdEnter rule 13p-1 product and mineral applicability artifact id.
Reasonable country-of-origin inquiry artifact IDoptional
reasonableCountryOfOriginInquiryArtifactIdEnter reasonable country-of-origin inquiry artifact id.
A Conflict Minerals Report is requiredoptional
conflictMineralsReportRequiredEnter a conflict minerals report is required.
Exhibit 1.01 Conflict Minerals Report artifact IDoptional
conflictMineralsReportArtifactIdEnter exhibit 1.01 conflict minerals report artifact id.
An independent private-sector audit is requiredoptional
independentAuditRequiredEnter an independent private-sector audit is required.
Independent audit artifact IDoptional
independentAuditArtifactIdEnter independent audit artifact id.
Public website disclosure evidence artifact IDoptional
conflictMineralsWebsiteEvidenceArtifactIdEnter public website disclosure evidence artifact id.
Step 5 of 6
ScreenSEC › SEC Workflows › Form SD specialized disclosurestep 5
Complete the Resource Extraction fields. Each value is validated against the schema before the next step unlocks.
Rule 13q-1 resource-extraction issuer applicability artifact IDoptional
resourceExtractionApplicabilityArtifactIdEnter rule 13q-1 resource-extraction issuer applicability artifact id.
Government payment dataset artifact IDoptional
resourcePaymentDatasetArtifactIdEnter government payment dataset artifact id.
A Rule 13q-1 exemption is relied uponoptional
resourceExemptionReliedUponEnter a rule 13q-1 exemption is relied upon.
Resource-extraction exemption analysis artifact IDoptional
resourceExemptionAnalysisArtifactIdEnter resource-extraction exemption analysis artifact id.
Commission-recognized alternative reporting is usedoptional
alternativeReportingUsedEnter commission-recognized alternative reporting is used.
Alternative reporting exhibit artifact IDoptional
alternativeReportingArtifactIdEnter alternative reporting exhibit artifact id.
Exhibit 2.01 resource-payment XBRL validation artifact IDoptional
resourcePaymentXbrlValidationArtifactIdEnter exhibit 2.01 resource-payment xbrl validation artifact id.
Step 6 of 6
ScreenSEC › SEC Workflows › Form SD specialized disclosurestep 6
Complete the Package fields. Each value is validated against the schema before the next step unlocks.
Form SD document artifact ID (required)
formSdDocumentArtifactIdEnter form sd document artifact id.
Form contact person and telephone artifact ID (required)
contactPersonArtifactIdEnter form contact person and telephone artifact id.
Authorized signatory (required)
authorizedSignatoryNameEnter authorized signatory.
Signature artifact ID (required)
signatureArtifactIdEnter signature artifact id.
Form SD governance approval artifact ID (required)
governanceApprovalArtifactIdEnter form sd governance approval artifact id.
Continue with the next guide in this framework's table of contents.
Prepare, validate, review, approve, transmit, reconcile, and confirm an annual report on Form 10-K.
Read guide Periodic reports: 10-K, 10-Q & foreign filersPrepare, review, approve, submit, reconcile, and confirm an asset-backed issuer distribution report.
Read guide Periodic reports: 10-K, 10-Q & foreign filersPrepare, validate, review, approve, submit, reconcile, and confirm a quarterly report on Form 10-Q.
Read guide