Step 1 of 5: General
SEC Filings & Disclosure
Insider & beneficial ownership reportingClassify the filer and schedule, calculate the deadline, review and approve structured ownership data, submit it to EDGAR, and derive timeliness from the accepted receipt.
Basis: Beneficial ownership and insider reporting
/sec/startSecurities Exchange Act of 1934; Regulations S-K, S-X, S-T; 17 CFR Parts 229, 232, 240, 249
5 steps, completed in order. Each step is validated against the schema before the next unlocks.
Step 1 of 5
ScreenSEC › SEC Workflows › Schedules 13D and 13G beneficial-ownership reportstep 1
Complete the General fields. Each value is validated against the schema before the next step unlocks.
Issuer CIK (required)
cikEnter issuer cik.
Filer CIK (required)
filerCikEnter filer cik.
Step 2 of 5
ScreenSEC › SEC Workflows › Schedules 13D and 13G beneficial-ownership reportstep 2
Complete the Classification fields. Each value is validated against the schema before the next step unlocks.
Filer Type (required)
filerTypeEnter filer type.
Schedule Type (required)
scheduleKindEnter schedule type.
Is Group Filing?optional
isGroupFilingEnter is group filing?.
Step 3 of 5
ScreenSEC › SEC Workflows › Schedules 13D and 13G beneficial-ownership reportstep 3
Complete the Timeline fields. Each value is validated against the schema before the next step unlocks.
Trigger Event Date (required)
triggerEventAtEnter trigger event date.
Is Material Change (±1%)?optional
isMaterialChangeEnter is material change (±1%)?.
Step 4 of 5
ScreenSEC › SEC Workflows › Schedules 13D and 13G beneficial-ownership reportstep 4
Complete the Ownership fields. Each value is validated against the schema before the next step unlocks.
Total Beneficial Ownership (bps) (required)
totalBeneficialOwnershipBpsEnter total beneficial ownership (bps).
Voting Power (bps) (required)
votingPowerBpsEnter voting power (bps).
Dispositive Power (bps) (required)
dispositivePowerBpsEnter dispositive power (bps).
Cash-Settled Derivatives (bps) (required)
cashSettledDerivativesBpsEnter cash-settled derivatives (bps).
Step 5 of 5
ScreenSEC › SEC Workflows › Schedules 13D and 13G beneficial-ownership reportstep 5
Complete the Compliance fields. Each value is validated against the schema before the next step unlocks.
Uses Structured Formatoptional
usesStructuredFormatEnter uses structured format.
Continue with the next guide in this framework's table of contents.
Mandatory initial statement of beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934.
Read guide Insider & beneficial ownership reportingMandatory statement of changes in beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934.
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