Step 1 of 4: Identity
SEC Filings & Disclosure
EDGAR submission, iXBRL & evidenceCapture, independently review, and immutably archive the evidence and rules behind an SEC decision.
Basis: Evidence and auditability
/sec/startSecurities Exchange Act of 1934; Regulations S-K, S-X, S-T; 17 CFR Parts 229, 232, 240, 249
4 steps, completed in order. Each step is validated against the schema before the next unlocks.
Step 1 of 4
ScreenSEC › SEC Workflows › SEC decision forensicsstep 1
Complete the Identity fields. Each value is validated against the schema before the next step unlocks.
Domain entity ID (required)
entityIdThe organisation or system this record is about — lowercase with dashes, e.g. acme-corp-hq. Pick one you have used before, or type a new id to create it.
Step 2 of 4
ScreenSEC › SEC Workflows › SEC decision forensicsstep 2
Complete the Decision fields. Each value is validated against the schema before the next step unlocks.
Decision (required)
decisionTypeEnter decision.
Filing or accession referenceoptional
filingReferenceEnter filing or accession reference.
Decided atoptional
decidedAtWhen the judgement was made — not when it was recorded, and not when the filing went out.
Decided byoptional
decidedByEnter decided by.
Step 3 of 4
ScreenSEC › SEC Workflows › SEC decision forensicsstep 3
Complete the Lineage fields. Each value is validated against the schema before the next step unlocks.
AI contributed to this decision (required)
aiInvolvedEnter ai contributed to this decision.
How this was reachedoptional
explanationPathEnter how this was reached.
Runtime observation corroborated this (required)
corroboratedEnter runtime observation corroborated this.
Step 4 of 4
ScreenSEC › SEC Workflows › SEC decision forensicsstep 4
No manual input is captured here: this step is completed from the preceding sections or by the platform.
No manual inputs in this step.
Continue with the next guide in this framework's table of contents.
Assess and independently approve whether an entity, submitter, and credential are authorized for an EDGAR submission.
Read guide EDGAR submission, iXBRL & evidenceAssess and independently approve EDGAR Next enrolment, administrators, tokens, and delegated filing-agent scope.
Read guide EDGAR submission, iXBRL & evidenceIngest, review, lock, unlock, and supersede SEC evidence with immutable custody metadata.
Read guide