Step 1 of 8: Identity
SEC Filings & Disclosure
Staff correspondence & whistleblowerLink the comment case and reviewed filing, answer each numbered staff comment, branch for amendment, supplemental information, accounting review, and Rule 83 handling, obtain separated approval, submit a digest-bound CORRESP package, and reconcile the EDGAR receipt.
Basis: SEC filing review
/sec/startSecurities Exchange Act of 1934; Regulations S-K, S-X, S-T; 17 CFR Parts 229, 232, 240, 249
8 steps, completed in order. Each step is validated against the schema before the next unlocks.
Step 1 of 8
ScreenSEC › SEC Workflows › EDGAR CORRESP comment responsestep 1
Complete the Identity fields. Each value is validated against the schema before the next step unlocks.
SEC filer (required)
entityIdSelect the filer submitting the response correspondence. Use its lowercase-with-dashes id, e.g. acme-corp-hq.
Filer CIK (required)
issuerCikEnter filer cik.
Step 2 of 8
ScreenSEC › SEC Workflows › EDGAR CORRESP comment responsestep 2
Complete the Case fields. Each value is validated against the schema before the next step unlocks.
Comment-letter case record ID (required)
commentCaseRecordIdEnter comment-letter case record id.
Response round (required)
responseRoundEnter response round.
Staff letter artifact ID (required)
staffLetterArtifactIdEnter staff letter artifact id.
Reviewed filing accession number (required)
referencedFilingAccessionNumberEnter reviewed filing accession number.
Step 3 of 8
ScreenSEC › SEC Workflows › EDGAR CORRESP comment responsestep 3
Complete the Response fields. Each value is validated against the schema before the next step unlocks.
EDGAR response document artifact ID (required)
responseDocumentArtifactIdEnter edgar response document artifact id.
Numbered comment-to-response matrix artifact ID (required)
commentResponseMatrixArtifactIdEnter numbered comment-to-response matrix artifact id.
Every numbered staff comment has a corresponding response (required)
allNumberedCommentsAddressedEnter every numbered staff comment has a corresponding response.
Step 4 of 8
ScreenSEC › SEC Workflows › EDGAR CORRESP comment responsestep 4
Complete the Amendment fields. Each value is validated against the schema before the next step unlocks.
The response references a filed or planned amendment (required)
filingAmendmentIncludedEnter the response references a filed or planned amendment.
Filing-amendment workflow record IDoptional
amendmentWorkflowRecordIdEnter filing-amendment workflow record id.
Step 5 of 8
ScreenSEC › SEC Workflows › EDGAR CORRESP comment responsestep 5
Complete the Supplemental fields. Each value is validated against the schema before the next step unlocks.
Supplemental information accompanies the response (required)
supplementalInformationIncludedEnter supplemental information accompanies the response.
Supplemental information artifact IDoptional
supplementalInformationArtifactIdEnter supplemental information artifact id.
Step 6 of 8
ScreenSEC › SEC Workflows › EDGAR CORRESP comment responsestep 6
Complete the Confidentiality fields. Each value is validated against the schema before the next step unlocks.
Rule 83 confidential treatment is requested (required)
rule83ConfidentialTreatmentRequestedEnter rule 83 confidential treatment is requested.
Rule 83 request artifact IDoptional
rule83RequestArtifactIdEnter rule 83 request artifact id.
EDGAR-safe redacted response artifact IDoptional
redactedResponseArtifactIdEnter edgar-safe redacted response artifact id.
Separately handled confidential material evidence artifact IDoptional
separateConfidentialSubmissionEvidenceArtifactIdDo not place material intended for confidential treatment into the EDGAR public response package.
Step 7 of 8
ScreenSEC › SEC Workflows › EDGAR CORRESP comment responsestep 7
Complete the Review fields. Each value is validated against the schema before the next step unlocks.
Legal review artifact ID (required)
legalReviewArtifactIdEnter legal review artifact id.
Accounting review is required (required)
accountingReviewRequiredEnter accounting review is required.
Accounting review artifact IDoptional
accountingReviewArtifactIdEnter accounting review artifact id.
Step 8 of 8
ScreenSEC › SEC Workflows › EDGAR CORRESP comment responsestep 8
Complete the Approval fields. Each value is validated against the schema before the next step unlocks.
Authorized response signatory (required)
authorizedSignatoryNameEnter authorized response signatory.
Authorized signature artifact ID (required)
signatureArtifactIdEnter authorized signature artifact id.
Response approval artifact ID (required)
governanceApprovalArtifactIdEnter response approval artifact id.
Continue with the next guide in this framework's table of contents.
Select the Notice of Covered Action, calculate the 90-calendar-day deadline, assess Rule 21F eligibility, capture restricted claimant, TCR, contribution, award-factor, declaration, related-action, and counsel evidence, choose one OWB delivery method, prevent duplicate submissions, preserve confidentiality, reconcile acknowledgement, and track the later award determination separately from submission acceptance.
Read guide Staff correspondence & whistleblowerIntake the staff letter and reviewed filing, map each numbered comment, branch for supplemental information, clarification, reconsideration, Rule 83, amendment, and accounting review, then preserve each response round and the Division closing letter.
Read guide Form 8-K & current reportsPrepare, review, approve, submit, and confirm a Form 8-K current report.
Read guide