Step 1 of 10: Reporting Context
SEC Filings & Disclosure
Insider & beneficial ownership reportingCollect ownership and amendment facts, calculate the deadline, validate the structured filing package, obtain separated approval, submit to EDGAR, and finish only from an accepted receipt.
Basis: Beneficial ownership and insider reporting
/sec/startSecurities Exchange Act of 1934; Regulations S-K, S-X, S-T; 17 CFR Parts 229, 232, 240, 249
10 steps, completed in order. Each step is validated against the schema before the next unlocks.
Step 1 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 1
Complete the Reporting Context fields. Each value is validated against the schema before the next step unlocks.
Domain entity ID (required)
entityIdThe organisation or system this record is about — lowercase with dashes, e.g. acme-corp-hq. Pick one you have used before, or type a new id to create it.
Step 2 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 2
Complete the Reporting Person Identification fields. Each value is validated against the schema before the next step unlocks.
Reporting person CIK (10-digit) (required)
reportingPersonCikEnter reporting person cik (10-digit).
Step 3 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 3
Complete the Issuer Identification & Equity Class fields. Each value is validated against the schema before the next step unlocks.
Issuer CIK (10-digit) (required)
issuerCikEnter issuer cik (10-digit).
Class of securities (required)
classOfSecuritiesEnter class of securities.
9-character CUSIP (required)
cusipEnter 9-character cusip.
Step 4 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 4
Complete the Beneficial Ownership Shares & Percent fields. Each value is validated against the schema before the next step unlocks.
Shares owned (required)
sharesOwnedEnter shares owned.
Percent of class (must be > 5) (required)
percentOfClassEnter percent of class (must be > 5).
Step 5 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 5
Complete the Filing Type & Amendment Status fields. Each value is validated against the schema before the next step unlocks.
Exit filing (dropping below 5%)optional
isExitFilingEnter exit filing (dropping below 5%).
Amendmentoptional
isAmendmentEnter amendment.
Accession number of the schedule being amendedoptional
amendmentOfEnter accession number of the schedule being amended.
Step 6 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 6
Complete the Trigger Date & Modernized 5-Day Clock fields. Each value is validated against the schema before the next step unlocks.
Date threshold crossed or material change occurred (required)
triggerDateEnter date threshold crossed or material change occurred.
Step 7 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 7
Complete the Item 3 — Source and Amount of Funds fields. Each value is validated against the schema before the next step unlocks.
Item 3 funding-source code (required)
sourceOfFundsEnter item 3 funding-source code.
Step 8 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 8
Complete the Item 4 — Purpose of Transaction fields. Each value is validated against the schema before the next step unlocks.
Purpose of transaction (required)
purposeOfTransactionEnter purpose of transaction.
Step 9 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 9
Complete the Cash-Settled Derivatives & Structured Data fields. Each value is validated against the schema before the next step unlocks.
Cash-settled derivative securities included in ownership calculationoptional
derivativeSecuritiesIncludedEnter cash-settled derivative securities included in ownership calculation.
Filing package uses the required structured data formatoptional
usesStructuredFormatEnter filing package uses the required structured data format.
Step 10 of 10
ScreenSEC › SEC Workflows › Schedule 13D beneficial-ownership filingstep 10
Complete the Filing Artifacts & Signatures fields. Each value is validated against the schema before the next step unlocks.
Schedule 13D filing-package artifact ID (required)
filingPackageArtifactIdEnter schedule 13d filing-package artifact id.
Authorized signature artifact ID (required)
signatureArtifactIdEnter authorized signature artifact id.
Continue with the next guide in this framework's table of contents.
Mandatory initial statement of beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934.
Read guide Insider & beneficial ownership reportingMandatory statement of changes in beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934.
Read guide Insider & beneficial ownership reportingMandatory annual statement of beneficial ownership of securities under Section 16(a) of the Securities Exchange Act of 1934.
Read guide