Step 1 of 8: Reporting Context & Registrant
SEC Filings & Disclosure
Governance, audit committee & PCAOBChoose the exact EDGAR proxy filing type, collect conditional meeting, universal-proxy, tagging, fee, and package evidence, obtain separated approval, submit through EDGAR, and reconcile the regulator receipt.
Basis: Proxy solicitations
/sec/startSecurities Exchange Act of 1934; Regulations S-K, S-X, S-T; 17 CFR Parts 229, 232, 240, 249
8 steps, completed in order. Each step is validated against the schema before the next unlocks.
Step 1 of 8
ScreenSEC › SEC Workflows › Schedule 14A proxy materialsstep 1
Complete the Reporting Context & Registrant fields. Each value is validated against the schema before the next step unlocks.
Reporting entity (required)
entityIdSelect the registrant whose securities are being solicited. Use its lowercase-with-dashes id, e.g. acme-corp-hq.
Registrant CIK (10 digits) (required)
registrantCikEnter registrant cik (10 digits).
Step 2 of 8
ScreenSEC › SEC Workflows › Schedule 14A proxy materialsstep 2
Complete the EDGAR Proxy Filing Classification fields. Each value is validated against the schema before the next step unlocks.
EDGAR proxy filing type (required)
filingTypeChoose the precise preliminary, definitive, additional-material, contested, or non-registrant solicitation type.
Filed by (required)
filedByEnter filed by.
Non-registrant filing-party evidence artifact IDoptional
filingPartyEvidenceArtifactIdEnter non-registrant filing-party evidence artifact id.
Step 3 of 8
ScreenSEC › SEC Workflows › Schedule 14A proxy materialsstep 3
Complete the Meeting Schedule & Record Date fields. Each value is validated against the schema before the next step unlocks.
Security-holder meeting date and timeoptional
meetingAtEnter security-holder meeting date and time.
Security-holder record dateoptional
recordDateEnter security-holder record date.
Proposal types covered by the solicitationoptional
proposalKindsEnter proposal types covered by the solicitation.
Solicitation purpose and matters submitted (required)
solicitationSummaryEnter solicitation purpose and matters submitted.
Step 4 of 8
ScreenSEC › SEC Workflows › Schedule 14A proxy materialsstep 4
Complete the Preliminary Proxy Filing Requirements fields. Each value is validated against the schema before the next step unlocks.
A preliminary proxy statement was requiredoptional
preliminaryFilingWasRequiredEnter a preliminary proxy statement was required.
Preliminary proxy filing accession numberoptional
preliminaryAccessionNumberEnter preliminary proxy filing accession number.
Step 5 of 8
ScreenSEC › SEC Workflows › Schedule 14A proxy materialsstep 5
Complete the Universal Proxy Card & Contested Election fields. Each value is validated against the schema before the next step unlocks.
Solicitation involves a contested director election (required)
involvesContestedDirectorElectionEnter solicitation involves a contested director election.
Universal proxy card artifact IDoptional
universalProxyCardArtifactIdEnter universal proxy card artifact id.
Universal-proxy nominee-notice evidence artifact IDoptional
nomineeNoticeEvidenceArtifactIdEnter universal-proxy nominee-notice evidence artifact id.
Step 6 of 8
ScreenSEC › SEC Workflows › Schedule 14A proxy materialsstep 6
Complete the Pay-versus-Performance Inline XBRL Tagging fields. Each value is validated against the schema before the next step unlocks.
Pay-versus-performance Inline XBRL tagging applies (required)
payVersusPerformanceTaggingAppliesEnter pay-versus-performance inline xbrl tagging applies.
Inline XBRL artifact IDoptional
inlineXbrlArtifactIdEnter inline xbrl artifact id.
Step 7 of 8
ScreenSEC › SEC Workflows › Schedule 14A proxy materialsstep 7
Complete the SEC Filing Fee Schedule fields. Each value is validated against the schema before the next step unlocks.
A filing fee is required for this proxy filing (required)
filingFeeRequiredEnter a filing fee is required for this proxy filing.
Filing-fee table artifact IDoptional
filingFeeTableArtifactIdEnter filing-fee table artifact id.
Step 8 of 8
ScreenSEC › SEC Workflows › Schedule 14A proxy materialsstep 8
Complete the Schedule 14A Filing Package & Sign-Off fields. Each value is validated against the schema before the next step unlocks.
Reviewed Schedule 14A item-applicability matrix artifact ID (required)
scheduleItemApplicabilityArtifactIdEnter reviewed schedule 14a item-applicability matrix artifact id.
Proxy statement or solicitation material artifact ID (required)
proxyStatementArtifactIdEnter proxy statement or solicitation material artifact id.
Form of proxy or proxy card artifact IDoptional
formOfProxyArtifactIdEnter form of proxy or proxy card artifact id.
Proxy-material dissemination plan artifact IDoptional
disseminationPlanArtifactIdEnter proxy-material dissemination plan artifact id.
Authorized signature artifact ID (required)
signatureArtifactIdEnter authorized signature artifact id.
Continue with the next guide in this framework's table of contents.
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