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Practical guides to defense compliance, payment security, and capital markets. Browse by topic.

Capital markets, defense and payment compliance

Find the workflow for your task, understand the evidence you need, and consult the official source.

How can teams prepare a Form 10-K annual report?

Start with the reporting period, filer information, financial statements, disclosures and review responsibilities. DECIMA provides a Form 10-K workflow for preparation, validation, approval and filing receipt reconciliation. The issuer and its advisers remain responsible for the filing.

Sources: SEC Form 10-K instructions

What should a company prepare before an IPO?

IPO readiness brings financial reporting, governance, advisers, registration documents and regulatory review together. Explore DECIMA’s IPO lifecycle and capital markets workflows, including the US Form S-1 registration process and preparation for public-company reporting. Software supports the process; it does not grant regulatory approval.

Sources: SEC Form S-1 instructions

How can defense contractors prepare for CMMC?

Identify the CMMC level and assessment requirements applicable to your contract, define the environment handling federal contract information (FCI) or controlled unclassified information (CUI), and organize controls and evidence. DECIMA offers scoping, readiness, SSP and POA&M workflows. Readiness software does not issue CMMC certification or replace the required assessment.

Sources: Official CMMC program resources · The Cyber AB assessment ecosystem

How can payment businesses prepare PCI DSS evidence?

Merchants, payment processors and service providers need to understand their cardholder data environment and applicable validation method. DECIMA’s PCI DSS v4.0.1 workflows help organize scope, control evidence and assessment reporting. Confirm the required SAQ, Report on Compliance (ROC) and Attestation of Compliance (AOC) with the relevant accepting entity or assessor.

Sources: PCI SSC: PCI Data Security Standard

How can financial institutions prepare for SWIFT CSP attestation?

Start with the applicable Customer Security Controls Framework (CSCF), the institution’s SWIFT environment and independent assessment requirements. DECIMA provides workflows for scope, control evidence, assessment and attestation records. Institutions remain responsible for their KYC-SA submission and required independent assessment.

Sources: SWIFT Customer Security Programme

What should teams compare when evaluating a Workiva alternative?

Compare SEC reporting workflows, data connections, iXBRL validation, review controls, deployment options and evidence traceability against your own requirements. Read the DECIMA comparison alongside Workiva’s current product documentation, and verify features and commercial terms directly with each provider.

Sources: Workiva SEC reporting documentation